-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Sq0/OR0xvTp9PqBDqzGRKzWKM6SylbncNm5RTbWSM/+kygCDApTm5l9PcEoXLcKs E2AAsNRutyGUbpOcu4FCxQ== 0000808066-01-500008.txt : 20010223 0000808066-01-500008.hdr.sgml : 20010223 ACCESSION NUMBER: 0000808066-01-500008 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010215 GROUP MEMBERS: CHARLES R. KOKESH GROUP MEMBERS: PETER F. BERNARDONI GROUP MEMBERS: TECHNOLOGY FUNDING INC GROUP MEMBERS: TECHNOLOGY FUNDING LTD GROUP MEMBERS: TECHNOLOGY FUNDING MP I GROUP MEMBERS: TECHNOLOGY FUNDING P III GROUP MEMBERS: TECHNOLOGY FUNDING P IV GROUP MEMBERS: TECHNOLOGY FUNDING P V GROUP MEMBERS: TECHNOLOGY FUNDING PARTNERS III L P SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ENDOCARE INC CENTRAL INDEX KEY: 0001003464 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 330618093 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-50293 FILM NUMBER: 1547362 BUSINESS ADDRESS: STREET 1: 7 STUDEBAKER STREET 2: STE 134 CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 9495954770 MAIL ADDRESS: STREET 1: 7 STUDEBAKER CITY: IRVINE STATE: CA ZIP: 92618 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TECHNOLOGY FUNDING PARTNERS III L P CENTRAL INDEX KEY: 0000808066 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943033783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: C/O TECHNOLOGY FUNDING INC STREET 2: 2000 ALAMEDA DE LAS PULGAS STE 250 CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: 4153452200 MAIL ADDRESS: STREET 1: C/O TECHNOLOGY FUNDING INC STREET 2: 2000 ALAMEDA DE LAS PULGAS STE 250 CITY: SAN MATEO STATE: CA ZIP: 94403 SC 13G 1 mendo13g.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* ENDOcare, Inc. __________________________________ (Name of Issuer) Common Stock _____________________________ (Title of Class of Securities) 29264p 10 4 ________________________ CUSIP Number February 15, 2001 ______________________________________________________ (Date of Event Which Requires Filing of this Statement) ____________________________________________________________ Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X ] Rule 13d-1 (b) [ ] Rule 13d-1 (c) [ ] Rule 13d-1 (d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 29264p 10 4 Page 2 of 10 ____________________________________________________________________________ (1) NAME OF REPORTING PERSON. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Technology Funding Partners III, LP ____________________________________________________________________________ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ X] ____________________________________________________________________________ (3) SEC USE ONLY ____________________________________________________________________________ (4) CITIZENSHIP OR PLACE OF ORGANIZATION Delaware ____________________________________________________________________________ (5) SOLE VOTING POWER -0- NUMBER OF SHARES BENEFICIALLY OWNED (6) SHARED VOTING POWER 492,929 BY EACH REPORTING PERSON WITH (7) SOLE DISPOSITIVE POWER -0- (8) SHARED DISPOSITIVE POWER 492,929 ____________________________________________________________________________ (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 492,929 ____________________________________________________________________________ (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] ____________________________________________________________________________ (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 3.71% ____________________________________________________________________________ (12) TYPE OF REPORTING PERSON* PN ____________________________________________________________________________ CUSIP No. 29264p 10 4 Page 3 of 10 ____________________________________________________________________________ (1) NAME OF REPORTING PERSON. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Technology Funding Venture Partners IV, An Aggressive Growth Fund, LP ____________________________________________________________________________ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X ] ____________________________________________________________________________ (3) SEC USE ONLY ____________________________________________________________________________ (4) CITIZENSHIP OR PLACE OF ORGANIZATION Delaware ____________________________________________________________________________ (5) SOLE VOTING POWER -0- NUMBER OF SHARES BENEFICIALLY OWNED (6) SHARED VOTING POWER 49,764 BY EACH REPORTING PERSON WITH (7) SOLE DISPOSITIVE POWER -0- (8) SHARED DISPOSITIVE POWER 49,764 ____________________________________________________________________________ (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 49,764 ____________________________________________________________________________ (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] ____________________________________________________________________________ (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.374% ____________________________________________________________________________ (12) TYPE OF REPORTING PERSON* PN ____________________________________________________________________________ CUSIP No. 29264p 10 4 Page 4 of 10 ____________________________________________________________________________ (1) NAME OF REPORTING PERSON. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Technology Funding Partners V, An Aggressive Growth Fund, LP ____________________________________________________________________________ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ X] ____________________________________________________________________________ (3) SEC USE ONLY ____________________________________________________________________________ (4) CITIZENSHIP OR PLACE OF ORGANIZATION Delaware ____________________________________________________________________________ (5) SOLE VOTING POWER -0- NUMBER OF SHARES BENEFICIALLY OWNED (6) SHARED VOTING POWER 49,764 BY EACH REPORTING PERSON WITH (7) SOLE DISPOSITIVE POWER -0- (8) SHARED DISPOSITIVE POWER 49,764 ____________________________________________________________________________ (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 49,764 ____________________________________________________________________________ (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] ____________________________________________________________________________ (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.374% ____________________________________________________________________________ (12) TYPE OF REPORTING PERSON* PN ____________________________________________________________________________ CUSIP No. 29264p 10 4 Page 5 of 10 ____________________________________________________________________________ (1) NAME OF REPORTING PERSON. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Technology Funding Medical Partners I, LP ____________________________________________________________________________ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ X] ____________________________________________________________________________ (3) SEC USE ONLY ____________________________________________________________________________ (4) CITIZENSHIP OR PLACE OF ORGANIZATION Delaware ____________________________________________________________________________ (5) SOLE VOTING POWER -0- NUMBER OF SHARES BENEFICIALLY OWNED (6) SHARED VOTING POWER 182,400 BY EACH REPORTING PERSON WITH (7) SOLE DISPOSITIVE POWER -0- (8) SHARED DISPOSITIVE POWER 182,400 ____________________________________________________________________________ (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 182,400 ____________________________________________________________________________ (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] ____________________________________________________________________________ (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 1.37% ____________________________________________________________________________ (12) TYPE OF REPORTING PERSON* PN ____________________________________________________________________________ CUSIP No. 29264p 10 4 Page 6 of 10 ____________________________________________________________________________ (1) NAME OF REPORTING PERSON. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Technology Funding Inc. ____________________________________________________________________________ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ X] ____________________________________________________________________________ (3) SEC USE ONLY ____________________________________________________________________________ (4) CITIZENSHIP OR PLACE OF ORGANIZATION California ____________________________________________________________________________ (5) SOLE VOTING POWER -0- NUMBER OF SHARES BENEFICIALLY OWNED (6) SHARED VOTING POWER 774,857 BY EACH REPORTING PERSON WITH (7) SOLE DISPOSITIVE POWER -0- (8) SHARED DISPOSITIVE POWER 774,857 ____________________________________________________________________________ (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 774,857 ____________________________________________________________________________ (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] ____________________________________________________________________________ (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.83% ____________________________________________________________________________ (12) TYPE OF REPORTING PERSON* IA,CO ____________________________________________________________________________ PAGE> CUSIP No. 29264p 10 4 Page 7 of 10 _______________________________________________________________________________ (1) NAME OF REPORTING PERSON. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Technology Funding Ltd. ____________________________________________________________________________ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ X] ____________________________________________________________________________ (3) SEC USE ONLY ____________________________________________________________________________ (4) CITIZENSHIP OR PLACE OF ORGANIZATION California ____________________________________________________________________________ (5) SOLE VOTING POWER -0- NUMBER OF SHARES BENEFICIALLY OWNED (6) SHARED VOTING POWER 774,857 BY EACH REPORTING PERSON WITH (7) SOLE DISPOSITIVE POWER -0- (8) SHARED DISPOSITIVE POWER 774,857 ____________________________________________________________________________ (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 774,857 ____________________________________________________________________________ (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] ____________________________________________________________________________ (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.83% ____________________________________________________________________________ (12) TYPE OF REPORTING PERSON* IA,PN ____________________________________________________________________________ CUSIP No. 29264p 10 4 Page 8 of 10 ____________________________________________________________________________ (1) NAME OF REPORTING PERSON. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Charles R. Kokesh ____________________________________________________________________________ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ X] ____________________________________________________________________________ (3) SEC USE ONLY ____________________________________________________________________________ (4) CITIZENSHIP OR PLACE OF ORGANIZATION United States of America ____________________________________________________________________________ (5) SOLE VOTING POWER -0- NUMBER OF SHARES BENEFICIALLY OWNED (6) SHARED VOTING POWER 774,857 BY EACH REPORTING PERSON WITH (7) SOLE DISPOSITIVE POWER -0- (8) SHARED DISPOSITIVE POWER 774,857 _____________________________________________________________________________ (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 774,857 _____________________________________________________________________________ (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] _____________________________________________________________________________ (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.83% _____________________________________________________________________________ (12) TYPE OF REPORTING PERSON* HC,IN _____________________________________________________________________________ CUSIP No. 29264p 10 4 Page 9 of 10 _____________________________________________________________________________ (1) NAME OF REPORTING PERSON. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Peter F. Bernardoni _____________________________________________________________________________ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ X] _____________________________________________________________________________ (3) SEC USE ONLY _____________________________________________________________________________ (4) CITIZENSHIP OR PLACE OF ORGANIZATION United States of America ____________________________________________________________________________ (5) SOLE VOTING POWER -0- NUMBER OF SHARES BENEFICIALLY OWNED (6) SHARED VOTING POWER 774,857 BY EACH REPORTING PERSON WITH (7) SOLE DISPOSITIVE POWER -0- (8) SHARED DISPOSITIVE POWER 774,857 _____________________________________________________________________________ (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 774,857 _____________________________________________________________________________ (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] _____________________________________________________________________________ (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.83% _____________________________________________________________________________ (12) TYPE OF REPORTING PERSON* HC,IN _____________________________________________________________________________ CUSIP No. 29264p 10 4 Page 10 of 10 Item 1. (a) Name of Issuer: ENDOcare, Inc. (b) Address of Issuer's Principal Executive Offices: 7 Studebaker, Irvine, California 92618 Item 2. (a) Name of Person(s) Filing: Technology Funding Partners III, LP Technology Funding Venture Partners IV, An Aggressive Growth Fund, LP Technology Funding Venture Partners V, An Aggressive Growth Fund, LP Technology Funding Medical Partners I, LP Technology Funding Inc. Technology Funding Ltd. Charles R. Kokesh Peter F. Bernardoni (b) Address of Principal Business Office: 2000 Alameda de las Pulgas, Suite 250, San Mateo, California, 94403 (c) Citizenship: United States (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 29264p 10 4 Item 3. If this statement is filed pursuant to Section 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a)[ ]Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b)[ ]Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c)[ ]Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d)[ ]Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e)[ ]An investment adviser in accordance with Section 240.13d-1(b)(1)(ii)(E); (f)[ ]An employee benefit plan or endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F); (g)[ ]A parent holding company or control person in accordance with Section 240.13d-1(b)(1)(ii)(G); (h)[ ]A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i)[ ]A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j)[X]Group, in accordance with Section 240.13d-1(b)(1)(ii)(J). Item 4. Ownership. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: 774,857 (b) Percent of class: 5.83% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote -0- (ii) Shared power to vote or to direct the vote 774,857 (iii) Sole power to dispose or to direct the disposition of -0- (iv) Shared power to dispose or to direct the disposition of 774,857 Item 5. Ownership of Five Percent or Less of a Class Not Applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not Applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company Not Applicable Item 8. Identification and Classification of Members of the Group Technology Funding Ltd. and Technology Funding Inc. are the investment advisers to Technology Funding Partners III, L.P., Technology Funding Venture Partners IV, An Aggressive Growth Fund, LP, Technology Funding Venture Partners V, An Aggressive Growth Fund, LP, and Technology Funding Medical Partners I, L.P. (the "Funds"). Mr. Kokesh is the general partner of Technology Funding Ltd. Mr. Kokesh and Mr. Bernardoni are officers of Technology Funding Inc. the shareholder of the Funds. Item 9. Notice of Dissolution of Group Not Applicable Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 15, 2001 Technology Funding Partners III, LP By: Technology Funding Inc., Managing General Partner By: /s/ Charles R. Kokesh Charles R. Kokesh Chief Executive Officer Dated: February 15, 2001 Technology Funding Venture Partners IV, An Aggressive Growth Fund, LP By: Technology Funding Inc., Managing General Partner By: /s/ Charles R. Kokesh Charles R. Kokesh Chief Executive Officer Dated: February 15, 2001 Technology Funding Venture Partners V, An Aggressive Growth Fund, LP By: Technology Funding Inc., Managing General Partner By: /s/ Charles R. Kokesh Charles R. Kokesh Chief Executive Officer Dated: February 15, 2001 Technology Funding Medical Partners I, LP By: Technology Funding Inc., Managing General Partner By: /s/ Charles R. Kokesh Charles R. Kokesh Chief Executive Officer Dated: February 15, 2001 Technology Funding Inc. A California Corporation By: /s/ Charles R. Kokesh Charles R. Kokesh Chief Executive Officer Dated: February 15, 2001 Technology Funding Ltd. A California Limited Partnership By: /s/ Charles R. Kokesh Charles R. Kokesh Managing General Partner Dated: February 15, 2001 By: /s/ Charles R. Kokesh Charles R. Kokesh Dated: February 15, 2001 By: /s/ Peter F. Bernardoni Peter F. Bernardoni -----END PRIVACY-ENHANCED MESSAGE-----